Independent Compliance & Due Diligence Advisory · Since 2008

Disciplined regulatory compliance and due diligence for the assets moving faster than their rulebooks.

Corgentum advises digital-asset, fintech, payments, and alternative investment firms — and the investors who back them — across compliance, AML and licensing, and operational due diligence.

Regulatory experience
Consulting and advisory engagements spanning the UK FCA, US IRS, ASIC, and the US SEC
What we do

A single discipline, applied where the rules are still being written.

Independent by design — we work for the institutions carrying the risk, not the products being sold. Each engagement is scoped to the specific exposures of the strategy in front of us.

01

Digital Asset & Crypto Compliance

Compliance program design and oversight for exchanges, funds, and token issuers operating ahead of settled regulation.

02

AML / BSA Programs

End-to-end AML and BSA program builds — policies, transaction monitoring, OFAC screening, model validation, and FinCEN reporting.

03

MSB / MTL Licensing

Money services business registration and state money transmitter licensing, structured to withstand regulatory examination.

04

Fractional CCO & Advisory

Senior compliance leadership on demand — standing in as Chief Compliance Officer or advising the executives who hold the seat.

05

Operational Due Diligence

The industry's most comprehensive ODD reviews across hedge funds, private equity, real estate, and digital asset vehicles.

06

Investigative Due Diligence

Deep-dive background investigations of managers and key personnel — meaningful analysis, not a flood of unfiltered results.

The principal

Led by one of the field's most published authorities on compliance and due diligence.

Corgentum is led by Jason Scharfman — an attorney admitted in New York and New Jersey, and a former Director at Morgan Stanley overseeing a large alternative-investment compliance platform. His advisory work spans engagements with the UK FCA, US IRS, ASIC, and the US SEC's Enforcement Division on digital-asset and compliance matters, and he is the author of numerous books on operational due diligence, compliance, and digital-asset fraud.

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Published authority

The thinking, on the record.

A body of work published with Palgrave Macmillan, Wiley, and Elsevier — increasingly focused on the compliance and fraud challenges of digital assets.

Series · Digital Assets

Cryptocurrency and Digital Asset Fraud Casebook

A recurring examination of real-world digital-asset fraud — how it works, how it's caught, and what diligence would have surfaced it.

Palgrave Macmillan
Compliance

Hedge Fund Compliance: Risks, Regulation, and Management

The core elements of a hedge fund compliance program, from policy design through the evolving role of the Chief Compliance Officer.

Wiley
Due Diligence

Hedge Fund Operational Due Diligence: Understanding the Risks

The foundational guide for investors designing and running a program to review a manager's operational risk.

Wiley

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